About Results vs. Activities:

Results vs. Activities is a blog by Envisia Learning for those who are truly interested in increasing organizational performance. Regular contributors include Kenneth M. Nowack, Ph.D., David Jamieson, Ph. D., Terry Paulson, Ph.D and Bill Bradley.

Archive for the ‘Engage’ Category


The Neurobiology of Trust and Empathy

by: Ken Nowack on February 28th, 2010

“Only two things are infinite, the universe and human stupidity, and I’m not sure about the former.”

Albert Einstein

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How trusting are you?

Here is a quick quiz to test your level of trust:

1. I usually count the number of items in another person’s cart when I stand in the 10 item or less express lane at the grocery market.

True or False

2. I usually remove my automatic garage opener from my car when I valet park.

True or False

3. I always double check my bill at restaurants when it is given to me.

True or False

4. I always cut up and discard old credit cards after they have expired.

True or False

5. When colleagues at meetings are text messaging, I often think they are writing about me.

True and False

You probably want a scoring key right? In fact, you probably trusted me to provide you with some interpretation of how trusting you really are based on these questions. OK, your scores range from gulible to paranoid (if you also heard voices while taking this trust quiz please don’t contact me).

Trust involves numerous aspects of our daily lives, from work interactions, business dealings and interpersonal interactions with family and friends. Exactly why we trust some in certain instances but not others is really not understood very well. Surveys of trustworthiness show enormous differences across countries, from 3% in Brazil to 65% in Scandanavian countries such as Norway.

We trust leaders who create a compelling vision of a better future. We also tend to trust cult leaders, sociopaths and executives who seem to ultimately lack a moral compass. Why do some leaders play better with others?

Could there be a biological basis for trust?

In some absolutely fascinating research headed by Dr. Paul Zak who is founding Director of the Center for Neuroeconomics Studies and Professor of Economics at Claremont Graduate University these questions are being asked — and answered1.

Zak has designed a series of studies to explore why some people are indeed more collaborative, cooperative and trusting of others. In his studies trust and trustworthiness are measured using a sequential anonymous “trust game” with monetary payoffs between participants. In his first set of studies Zak demonstrated that participants who were most interpersonal trusting had a significantly higher level of a pro-social peptide in their blood called oxytocin (the same hormone associated with the “tend and befriend” stress effect I wrote about in an earlier blog).

This is a wild finding but nothing compared to his second round of studies where he provided extraneous oxytocin to one group using nasal spray of the peptide (and verified through blood tests that it was indeed elevated) and a placebo to another group and had them repeat the “trust game.” In this study, the group with elevated oxytocin levels demonstrated signifcantly higher levels of collaboration compared to the placebo controls2.

In the study, the participants were paired up, and one person in each pair was randomly assigned to play the role of an “investor” and the other to play the role of a “trustee.” Each participant received 12 tokens, valued at 32 cents each and redeemable at the end of the study.

The investor in each pair decided how many tokens to give to the trustee. Both participants, sitting face to face, knew that the experimenters would quadruple that investment. The trustee then determined whether to keep the entire, enhanced pot or give some portion of the proceeds —- whatever amount seemed fair back to the investor.

Among the investors who had inhaled oxytocin, about 50% gave all their tokens to trustees, and most of the rest contributed a majority of their tokens. In contrast, only 20% of investors who had inhaled a placebo spray gave up all their tokens. Oxytocin influenced only investors. Trustees returned comparable amounts of money after inhaling either spray.

We are collaborating with Paul in a new study exploring trust and resilience using a specific scale from our StressScan assessment called Cognitive Hardiness. This scale measures leaaders who perceive change as a challenge rather than a threat, feel a sense of control over the outcomes of their actions, have high self-esteem and are socially oriented. I will let you know in a future post what we learn.

For now, if I could find a way to create a cologne that emotionally incompetent leaders would smell, organizations might not only run with a lot less conflict but we might even enjoy working with those competent jerks a whole lot more….Be well….

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  1. Zak,P., Kurzban, R., and Matzner, W. (2005). HORMONES AND BEHAVIOR. 48, 522 – 527 []
  2. Zak,P., Kurzban, R., and Matzner, W. (2004). The Neurobiology of Trust. Annals of the New York Academy of Sciences , Ann. N.Y. Acad. Sci. 1032: 224-227 (2004). doi: 10.1196/annals.1314.025 Copyright © 2004 by the New York Academy of Sciences 7 []

Leadership Lessons from Ajax #27: New 360 Feedback Research Findings

by: Ken Nowack on February 14th, 2010

“Honest criticism is hard to take, particularly from a relative, a friend, an acquaintance, or a stranger.”

  Franklin B. Jones

Ajax

At nine months of age, all guide dog puppies go in for their a formal evaluation.  It really is feedback to the volunteer puppy raisers about how we are doing–a form of 360 feedback.

Feedback can be really helpful  useful to improve our performance or it can be damaging. One of the most cited research studies on performance feedback is based on meta-analysis by Kluger and DeNisi who reviewed over 3,000 studies (607 effect sizes, 23,633 observations) on performance feedback1. They found that although there was a significant effect for feedback interventions (d=.41), one third of all studies showed performance declines.

Indeed, if performance feedback was a drug many of us could be easily sued for malpractice.  Some new research has emerged which helps clarify ways to make feedback received more positively and constructively.

1. Ask the Right People for Feedback and Ask for the Right Type of Feedback

A new study by In-Sue Oh and colleagues suggests that feedback about interpersonal sensitivity, empathy and agreeableness might not be very useful for leaders2.  Their research suggests that this “five factor” concept of “agreeableness might not always be a desirable trait for managers except in “getting along environments” (non-profits, community based organizations) so feedback on other task related behaviors might be more important.  Second, their study suggests that peer, and not directs reports, is more accurate in predicting actual performance.  It appears that raters have unique perspectives and each are utilizing different lenses to observe and evaluate behavior.

2. Be More Prescriptive In Interpreting Feedback for Others

A interesting study by Robert Hooijberg and colleagues looking at what makes coaching effective surveyed 232 managers from diverse organizations3.  One of their key questions asked, “What did your coach do that you found effective?” 

From the view of the client or participants, three major categories determined feedback success: 1) Interpreting results (34.8%), 2) Inspiring action (27.5%) and 3) Professionalism (23.3%).  The majority of clients thought the best coaches were those who analyzed strengths and weaknesses, helped assimilate feedback and make concrete developmental recommendations.

This study really seems to contradict much of the coaching literature and suggests that participants using 360 feedback expect and want their coach to take a more active role in interpreting their results and making developmental recommendations.  This finding IS consistent with the concept of “feedforward” by Marshall Goldsmith who suggests letting us know what we can be doing more, less or differently in the future to become better and more successful.

Well, our feedback report on Ajax our guide dog puppy in training was positive overall but highlighted a few areas we need to keep working on for him to move ahead in his developmental journey.  Back to work with him to help ensure he gets the best training from us to succeed….Be well….

 

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  1. Kluger, A. & DeNisi (1996). The effects of feedback interventions on performance: A historical review, meta-analysis and preliminary feedback theory. Psychological Bulletin, 119, 254-285 []
  2. Oh, I., & Berry, C. M. (2009). The five-factor model of personality and managerial performance: Validity gains through the use of 360 degree performance ratings. Journal of Applied Psychology, 94, 1498-1513 []
  3. Hooijberg, R. & Lane, N. (2009).  Using multisource feedback coaching effectively in executive education.  Academy of Management Learning & Education, 8, 483-493 []

Avoiding the Mistake of Moving Specialists to Leadership Roles

by: Ken Nowack on February 7th, 2010

“If you don’t know where you are going you might wind up somewhere else”
 
Yogi Berra

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I just finished two 3.5 day developmental assessment centers with a large University medical center and another with a state university system for high potential leaders.  At the end of the assessment center, it was surprising to note that 10 to 15 percent of those attending confessed they really preferred to remain in independent contributor roles and that they were negatively challenged to be dealing with what is expected of those supervising, managing and leading others.
 
A five year study conducted by ConceptReserve (Colorado based consulting and training company) revealed that 86 percent of 2,600 managers have trouble transitioning from specialist/independent contributor roles into leadership roles. While this finding may not be a surprise, what is how often organizations tend to “tease” their best performing specialists to take leadership roles that many talent find to be poor fits for their interests and skills.

There appears to be some evidence that personality and propensity to move within leadership roles may even have a genetic predisposition to it.

Avery and colleagues, based on twin studies, estimate that about 33% of the variance in holding leadership roles is due to genetic factors1. Findings from numerous studies of personality show that genetic effects account for approximately 50% of the variance in five factor domains2.

If leaders truly understood the pre-wiring of the interests, values and motives of talent and tried to use this information to lead them more effectively they would be able to unlock some of the mystery surrounding effective leadership.

Understanding the “Wiring” of Specialists versus Leadership Oriented Individuals

SPECIALIST/INDEPENDENT CONTRIBUTOR CAREER PATH — This career path preference is best characterized by those interested in remaining in one career field or profession for much of their working life. Along the way, these specialists are able to highly refine their technical knowledge, skills and abilities. These individuals are less interested in moving up as they are in becoming the expert and having autonomy to do things their way.

LEADERSHIP CAREER PATH — This career path preference is best characterized by those interested in continually moving vertically up the organizational ladder into traditional supervisory and managerial positions with increasing spans of control, responsibility, power, and authority.

Typical career anchors and motives of these individuals include power, influence, leadership, control, task accomplishment, status, managerial competence, and directing others. Appropriate organizational rewards for these individuals might include: upward mobility, promotion, special perks, titles, and organizational symbols of success (e.g., profit sharing incentive plans, company car, stock options, financial planning, expense account, club memberships, etc.).

How to Avoid the Mistake of Moving Specialists into Leadership Roles

1. Conduct a “stay interview” and identify the signature strengths and activities that provide engagement and passion for all your talent (yep, just flat out ask if “leading” is interesting and stimulating).

2. Provide realistic job previews (e.g., managerial Inbasket simuations) that help talent understand the skills required to perform supervisory and leadership roles and where they have strengths to build on and areas to sharpen should they decide to move into leadership roles.

3. Ask managers to become better performance coaches and take time each appraisal to provide feedback on leadership skills that they see their direct reports do well and areas they can improve–whether or not they are specialists or currently supervisiing others.

4. During talent management/succession planning differentitate those interested in line management, project management and specialist type of roles/activities.

5. Create multiple career and compensation paths so specialists aren’t motivated organically to tweak into leadership roles to obtain the most updated Blackberries, increase their salary and take advantage of the management perks within your culture.

6. Identify, using employee engagement surveys, pockets of leadership incompetence and analyze if those in place are truly a good “fit” for the leadership role they are in.

 Not all transitions for those who are specialists end up badly when they are moved into leadership roles but enough do to be a strong warning to most organizations who tend to repeat this mistake far too often.  Maybe I should ask our 10-month year old guide dog puppy Ajax what he wants to be when he grows up….Be well….

 

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  1. Avery, R.D., Zhang, Z. Avolio, B. & Kreuger, R.F. (2007).  Developmental and gentic determinants of leadership role occupancy among women. Journal of Applied Psychology, 92, 693-706 []
  2. Bouchard, T.J. & Loehlin, J.C. (2001).  Genes, evolution and personality.  Behavior Genetics, 21, 243-273 []

Talent Management in the Public Sector

by: Bill Bradley on February 3rd, 2010

HOT READS FOR THE PRACTITIONER

Title: Improving worker performance in the US government

Competencies: leading, managing

Who benefits: leaders, managers, organizational consultants

Consultant Usage: general background material

What’s it about? February being a short month, today I begin with a short posting.  I just discovered an article that I found interesting, well-researched and provocative.  Can’t ask for much more than that.

The article addresses the age old debate of who performs better, workers in the private sector or public sector.  Some, of course, would say that is a “no-brainer”.  Turns out that the answer is like so many answers – it depends.

The article is the result of a study by the respected McKinsey&Company.  The research suggests that the private sector performs at higher levels in organizational-performance measures, such as fostering employee engagement, talent management, and accountability.

However, public sector employees out shine their private counterparts in understanding and embracing the direction and vision of their organizations and are “more motivated to make a difference”.

Much of the article focuses on how government can perform better, especially with talent management.  But in all fairness, someone could write a similar article about how big business could improve its performance. 

The article is very stimulating, especially if you happen to be a government employee. 

Please note that in order to read the whole article, you need to register on the site.  However, registration is free and you can come back to read other articles if you are so inclined.

Catch you later.

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More Talent Management Facts #9

by: Ken Nowack on January 31st, 2010

“Statistics are like bikinis.  What they reveal is suggestive, but what they conceal is vital.”

 

Aaron Levenstein

 

Another addition of leadership and talent management “facts” from all over the world. Some are very intuitive and some are not….what do you think?

 

1. A recent 2009 survey of 372 human resources professionals by industry publication Workforce Management were asked about their experiences in conducting layoffs.  Over 50% reported they have suffered from sleeplessness, 35% have considered changing their careers and 23% have occasionally used a “substance” to cope.  Only 9% reported using their own employee assistance program (EAP) services to deal with their own work and life stress.

 

2. A 2009 telephone survey of 1,000 senior executives conducted on behalf of staffing firm Accountemps revealed that just one typo in a resume can cost you a job.  40% reported they wouldn’t hire a candidate who had a typo at all. I’m glad I’m not out actively looking for a new job…..

 

3. A 2009 poll of 2,261 U.S. adults by Harris Interactive on behalf of employer information website Glassdoor.com found that unemployed husbands and wifes reported more stress than single job seekers (81% to 51%, respectively).  Two thirds of the respondents said that the stress affected other areas of their jobs and 40% said it hindered personal relationships with friends and family.

 

4. A recent 2009 Executive Quiz results released today by The Korn/Ferry Institute reveal that nearly half (47 percent) of employed executives are either somewhat or very dissatisfied with their current position.

 

5. In the same Kron Ferry International Executive Quiz a surprising 31 percent of executives stated they do not trust their boss. Despite this, however, three-quarters gave them favorable performance ratings: excellent (19

percent), above average (35 percent) or average (22 percent). Even worse, 36 percent of executives reported they do not trust their CEO. In fact, when asked if their current CEO is the best person for the job, only 38 percent said “absolutely,” while 34 percent responded “somewhat” and 28 percent said “not at all.”

 

6. Women control almost $12 trillion in consumer spending, 65% of the global total. By 2028, they will control 72% of worldwide consumer spending. But contrary to stereotype, a BCG survey of over 12,000 women in 22 countries found that only 5% of women say shopping makes them extremely happy, compared to pets (42%), sex (27%), and food (19%).

 

7. People who suffer from insomnia take sick days twice as often as those who do not, according to a report by The Center for Medicine in the Public Interest. The study found that over a six-month period, the condition cost employers an average of 4.4 days of wages for each untreated sufferer, plus indirect costs due to lower productivity and mistakes made because of lack of sleep.  Better get your zzzzzz tonight!

 

8. Both men and women put on weight in response to work-related stress and difficulty paying bills, according to a longitudinal study published this month in the American Journal of Epidemiology. Men also gained weight because they felt they lacked decision authority or skill discretion (the ability to learn new skills and to choose to do new or different tasks) at work. For women, weight gain was also likely to be associated with a feeling of constraint in their lives in general and having difficulty with family relationships. During the 9.2 years of the study, men added an average of 1.37 kg/m2 to their body mass indices, while women added an average of 1.57 kg/m2 (Note: kg = 2.204623 lb).

 

9. A 2009 survey by the Trust for America’s Health found that The rate of physical inactivity among adults increased in 9 percent in U.S. states last year. (Physical inactivity is defined as engaging in no exercise other than their regular jobs for 30 days.) Except for New Jersey, the states with the highest rates of physical inactivity also rank among the top 15 in obesity. The least inactive states included Minnesota (16.3% adults are inactive) and Oregon (17.6%) and the most inactive states included Mississippi (31.8% are inactive) and Kentucky (30.4%).

 

10. Workers who use the web for entertainment while at work — whether they’re tweeting, watching YouTube videos, shopping, or catching up with the news — are 9% more productive than those who don’t, according to a recent study by Professor Brent Coker at the University of Melbourne. (As long as they don’t spend more than 20% of their time in the office doing what Dr. Coker calls “workplace internet leisure browsing”.) Why? People need quick breaks in order to maintain a high level of concentration throughout the day.

 

11. In a 2009 survey by CareerBuilder, laid-off workers are finding ways to make the best of a difficult time, according to a recent CareerBuilder survey of 1,800 unemployed American adults. In addition to looking for work, 22% are spending more time with family and friends, 15% are fixing up their homes, 14% are exercising more, 11% are finally taking time to relax, 8% are volunteering, and 7% are going back to school.

 

12. Women are under-represented not only in the C-suite, but also in the high-potential leadership development programs that would help them get there, according to an analysis of 12,000 leaders in 76 countries by Development Dimensions International. Researchers found 28% more men than women in early-career high-potential programs and 50% more men in executive-level high-potential programs.

 

 

Back to research some new talent development facts….Be well….

 

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Leadership Lessons from Ajax #26: The Necessary Conditions for Behavior Change

by: Ken Nowack on January 24th, 2010

“The illiterate of the 21st century will not be those who cannot read and write, but those who cannot learn, unlearn, and relearn” 

Alvin Toffler

Ajax

Being a volunteer puppy raiser for a guide dog has really been helpful for me to think about how to teach, train, and coach others.  I’m often wondering just what the active ingredients are for successful behavior change in executives that I coach.

DO PEOPLE REALLY CHANGE?

Countless coaching books and articles are being published on the topic despite a lack of extensive systematic research or evaluation behind them.  An often cited  article on the topic of coaching reveals a paucity of published studies demonstrating the overall effectiveness of coaching (Kampa-Kokesch, S & Anderson, 2001). 

For example, Smither et al., (2003) studied 1,361 senior managers who received 360-degree feedback with 404 of these managers working exclusively with an executive coach to review their feedback and set individual goals. Managers who worked with an executive coach were significantly more likely than the other managers to set specific rather than vague goals, to solicit ideas for improvement from their supervisors and demonstrated greater improvement than other managers based on direct report and supervisor ratings. 

In a one-year follow-up study in a large communications conglomerate we have found that significant behavior change was observed by supervisors of those being coached utilizing a comprehensive intervention using individual assessment (360-feedback, personality and career), developmental planning and follow-up meetings with program participants1.

Overall, the question still remains, “Do people really change?”  While, we have only preliminary evidence that coaching can impact behavior change, we do know some of the necessary conditions and factors required to ensure learning and lasting behavior change. Three key conditions for driving sustainable behavior change include enlightenment, encouragement and enablement. Each are necessary, but not sufficient, to ensure a successful coaching intervention with any client. 

ENLIGHTEN

Most people don’t wake up one morning and spontaneously change or try new behaviors at work (e.g., attempt to listen more effectively, become less autocratic or try to be more participative and involvement oriented).  Coaches must try to get clients to adopt new behaviors and styles that are at best, awkward and uncomfortable.  People only change for a good reason and becoming enlightened is a key and critical condition required to leverage any behavior change effort.  Without increased awareness, behavior change is typically random in that sometimes it will meet the needs of others and sometimes it won’t.  All of us have to know what it is about our behavior that is experienced by others as difficult, challenging or frustrating before we will consider even trying to do something about it.

To increase enlightenment as a condition for successful behavior change, coaches should try one or more of the following techniques and strategies:

  • Utilize 360 Feedback. Comparing self-perceptions to those of others is a critical first step to increasing awareness and understanding
  • Provide Behavioral Feedback.  Motivation to change can be enhanced when clients are given feedback in a manner that minimizes defensiveness and denial. Individuals are most likely to change when they believe feedback is constructive and accurate and when they are helped to identify specific steps they can take to grow and develop
  • Match Feedback to an Individual’s Self-Insight.  Some individuals have an accurate appraisal of his/her strengths and development areas.  Others lack true insight about how he/she is perceived by others.  Tailor your feedback to increase motivation by matching your client’s self-insight to your approach to delivering strengths and development opportunities
  • Use Motivational Interviewing.  Motivational interviewing (MI) is a useful approach for coaches in working with behavior change engagements to assist clients to reflect and target specific performance goals to work on.  It is a style that values and emphasizes the client’s values, interests and motives and utilizes reflective listening and probing to help the client make lasting behavior changes

ENCOURAGE

There is an old joke that asks how many psychologists does it take to change a light bulb?  The answer is only one—but the light bulb has to really want to change!  Similarly, in coaching assignments, our clients have to be motivated to change or any interventions will not result in lasting performance improvements.  To maximize “readiness” and encouragement the following suggestions are offered:

  • Assess Readiness Level.  Identify and determine how “ready” your client is willing to initiate new behavior change2.
  • Provide a Change Model. Introduce one or more of the popular individual, team or organizational change models in the human resources, OD or mental health profession to the client to help them better understand the typical stages, emotional reactions and feelings that accompany individual, team and organizational change. 
  • Use Analogies and Tell Stories.  Effective coaches are able to “connect” with others in a manner that motivates and inspires behavior change.  One simple tool and approach that works well to establish rapport and teach others is to tell relevant stories.
  • Find the “What’s In It for the Client”. Integrate the behavior change efforts with the client’s own career and professional goals.  In other words, link your coaching goals closely to your client’s career and professional growth plans.

 
ENABLE

Not all enlightened and truly encouraged clients are successful at changing their style or specific behaviors that may clearly contribute to future “derailment.”  In order for behavior change to be sustained, clients must know what to change and be committed to sustain it over time.  The key to successful long-term behavior change is the consistent application of a complex set of skills over an extended period of time.  Some strategies and techniques to facilitate enablement required for successful behavior change include:

Maximize Individual Choice.  People are much more likely to grow and develop in areas they decide which competencies or skills to focus on and when they are capable of setting their own goals. To stretch clients, it is particularly important to maximize choice, whether it is behavioral goals to focus on or the type of learning to engage in (e.g., experiential).

  • Break Down Learning into Manageable Steps.  When a client achieves success on specific developmental goals it paves the way for setting of new, more challenging goals.  It is important to “stretch” individuals by structuring goals into small, attainable and manageable steps.  Learning and developing competence is maximized when goals are challenging but realistic and attainable. 
  • Use Experiential Techniques.  Reading books, listening to tapes and attending seminars may be useful, but current research suggests that successful behavior change can be facilitate much more rapidly and deeply by using more active, group and experiential approaches such as work sample simulations, case studies and on-the-job activities (e.g., special projects, stretch assignments, etc.).  
  • Build Social Support.  It is well known that we develop best in a social environment where mentors, friends, coworkers and even family members going through the same change process can help facilitate a person’s confidence, hope and motivation.
  • Provide Relapse Prevention Training.  “Lapses” and “slips” are part of the inevitable journey of personal behavior change.  Understanding what leads to these “lapses” and how to effectively cope with periods of personal stress will enable individuals to continue to grow and learn over time without totally relapsing back to old entrenched behaviors and styles. 
  • Become a Professional “Nag” by Using Reminders. There is something about people that we all need someone to “remind” us about what is important and not just urgent. Many of our clients have rows of workshop materials filled with materials and assessments from previous training programs, but still have not altered their behavior.

To maximize coaching success, you really have to use and understand the three key drivers of sustained behavior change enlightenment, encouragement and enablement.

Coaches who attempt to maximize all three conditions will have a much higher probability of seeing a payoff in their clients than if any one condition exists alone.…..Be well….

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  1. Nowack, K. (2005). Longitudinal evaluation of a 360 degree feedback program: Implications for best practices. Paper presented at the 20th Annual Conference of the Society for Industrial and Organizational Psychology, Los Angeles. []
  2. Prochaska, J., DiClemente, C., & Norcross, J.  In search of how people change behavior: Applications to addictive behaviors.  American Psychologist, 47, 1102-1114 []

Leadership Lessons from Ajax #25: Performance Coaching Case Study

by: Ken Nowack on January 17th, 2010

“Make sure that team members know they are working with you, not for you.”

John Wooden

Coaching Model All

The last few Blogs have introduced a powerful performance coaching model that can be used to engage and develop talent at all levels. 

I’ve provided this case study and reflective questions in the spirit of seeing how well you have applied the model and coaching strategies associated with: 1) Performance Improvement Coaching; 2) Performance Acceleration Coaching; 3) Performance Management Coaching; and 4) Performance Enhancement Coaching. 

Performance Coaching Case and Questions

Sam, the Senior Executive Vice President of Sales and Marketing was referred to you by the Human Resources department who highly recommended you as an executive coach having done previous work with you elsewhere in the organization.  The Senior Executive Vice President contacted you about working with one of the senior managers of the department named Chris who was recently promoted as International Vice President of Sales and Marketing about 6 months ago.  Chris, has worked for the company for 4 years and has been a strong producer overall.  Chris had previously managed the domestic sales and marketing team but was recently promoted to coordinate both domestic and international operations.  Sam was interested in having you work with Chris in a coaching capacity to “fix” some critical personality and interpersonal “flaws” that had always existed but were largely tolerated until now. 

Sam described a number of customers and staff members who perceived Chris as very intimating, aloof, overly confident, moody, insensitive, confrontational and a poor listener.  At least one or more groups of employees had written human resources complaining of Chris’s “toxic” leadership and interpersonal style last year.  Chris has had tremendous “bottom line” results over a number of years—senior management respects Chris’s technical knowledge, experience and ability to increase profitability for the company.  Chris has been regarded as a “high potential” employee with tremendous skills and ability to achieve “bottom line” results.

Sam wants to have you work with Chris who has expressed some hesitation about working with “a shrink.”  Sam wants to have you share your impressions about Chris with human resources when you are done “just in case Chris doesn’t work out here.”  Sam also wants to know whether you think Chris can change leadership behavior and communication style to reflect the collaborative and team oriented culture of the company.  Sam mentions that if things don’t work out that perhaps you could assist Chris with outplacement and career counseling as well.  Sam is familiar with a number of assessment instruments that might “help Chris really see the light” but will let you decide which ones might be appropriate, if any.  Chris has 12 direct reports—all regional managers—who can be interviewed if you want to speak to them.

Sam also shared with you information about a recent sexual harassment complaint that is currently being investigated by two female managers reporting to Chris.  Sam thinks there probably isn’t much merit to the complaints but wanted you to be aware of the situation.  Overall, Sam would really like to assist Chris become successful in the new senior management role.  Sam is committed to offering coaching to Chris and is optimistic that with effective coaching that Sam will become more aware of specific behaviors that are currently creating a performance problem.  Sam just completed the annual performance appraisal for Chris and mentioned that coaching was something that is necessary for ongoing professional development.  Chris expressed only mild interest but announced that if it would make Sam happy they would be willing to participate.

COACHING CASE STUDY QUESTIONS

  1. Who is the client? 
  2. What potential ethical/professional issues exist with this coaching situation?
  3. What approach to coaching makes the most sense given the facts of this case?
  4. What types of assessments, if any, might be used?
  5. What “best practices” should be used to ensure that the coaching will be a success?
  6. What are the potential barriers or “road blocks” to success?
  7. What are the coaching issues: skill deficit, differences in expectations, knowledge deficiencies and/or overall performance?

I’d be interested in your thoughts, reactions and answers!  Be well…..

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Leadership Lessons from Ajax #24: Performance Management Coaching

by: Ken Nowack on January 10th, 2010

“A good objective of leadership is to help those who are doing poorly to do well and to help those who are doing well to do even better.”
Jim Rohn

Ajax5

Each week the Guide Dog trainers work with the volunteer puppy raisers to focus on one specific skill or behavior that the dog really needs to work on.  With Ajax we have been working hard to get him to remain calm when greeting people or when a new dog approaches him.  This type of “coaching” is often referred to as Performance Management coaching and surely is one of the more common skills that leaders learn to develop. 

Being able to diagnose what skills, knowledge or experience is needed to improve performance in talent and then to design a way for them to acquire them is something that great leaders do naturally.

PERFORMANCE MANAGEMENT COACHING (Low Performance/High Interpersonal Competence)

Talent demonstrating generally one or more deficiencies in specific competency areas (e.g., planning, oral presentation, writing, delegation, time management) but seen as basically collaborative and likable can best be developed further by utilizing a Performance Management model of coaching.  These clients are highly responsive to coaching specifically geared to facilitate key competencies and skill areas that might be preventing high performance.

In this model, the focus of improvement is developing specific techniques, skills and abilities.  Coaches might utilize more interactive approaches to model behavior, video tape clients in action and use employee simulations to help facilitate learning (e.g., Inbasket simulation, role plays).  

Most coaching assignments will be task focused and shorter in duration based on demonstration of skill acquisition by the client and to key stakeholders within the organization.  Such clients will typically have high emotional intelligence and respond to specific instruction and more pragmatic techniques and tools.

Perf Mgt

Performance Management Coaching Strategies

  • Skill based training programs (internal or external)
  • Utilize strategic developmental experiences to enhance specific competencies related to performance
  • Model desired behavior, provide instruction, support skills practice and reinforce desired behaviors
  • Consider short-term skill based coaching

Evaluating Performance Coaching Interventions

It is important to think about metrics and approaches to evaluating coaching at the beginning of the intervention.  Each of the four performance coaching models should be evaluated based upon the specific agreed upon goals of the intervention.  Some of the following should be considered as part of your performance coaching evaluation scorecard:

  • If you are using a 360 degree feedback assessment as part of your performance coaching, analyze change scores in pre-post scores (10 to 18 months following the first administration)
  • Analyze the progress made on the client’s professional development plan to come out of the coaching intervention
  • Analyze post-then change scores from the client on self-perceived changes in knowledge, skills and behavior (”post-then” is a particular approach to evaluation that measures self-perceived skills at the end of the coaching intervention  which is the “post” and how the client sees themselves before the coaching began which is the “then”)
  • Analyze post-coaching progress viewed by key stakeholders within the client system (e.g., the client’s manager, human resources)

Well, I  have to get Ajax out to practice a particular “come” command where he sits in front of me and then returns, sitting down, at my side….I’ve got some good pointers from the Guide Dogs of America trainers on how to do this with him so its off to practice, practice and practice….Be well….

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Leadership Lessons from Ajax #23: Performance Acceleration Coaching

by: Ken Nowack on January 3rd, 2010

“If your actions inspire others to dream more, learn more, do more and become more, you are a leader.”

John Quincy Adams

Ajax4

Each week when we attend our guide dog puppy training with Ajax it’s pretty easy to pick out the “winners” from the “losers” (OK, we have been wrong many times before).  The “winners” seem incredibly mature, well-behaved, attentive and seem to have all the “right stuff” to on to become an outstanding guide dog. 

I’m not sure how much impact the puppy raisers really have but they seem to be the “best in class” (but it ain’t a “show” with guide dogs) and demonstrate both technical competence and a loving quality that make them attractive and successful. These are the puppies that are termed “high potentials” and are the ones the trainers want to make sure that the volunteer puppy raisers do the right things to ensure their long term success.

Like guide dog puppies, organizations have their “high potentials” that we can’t afford to lose today in our globally competitive marketplace.  In fact, most organizations look for developmental opportunities, “stretch assignments” and other ways to help “accelerate” their growth and future potential. 

Coaching these high potential individuals requires a bit of a different model and techniques to “sharpen” key competencies and facilitate specific skills and experiences.  This type of coaching is referred to as Performance Acceleration coaching.

PERFORMANCE ACCELERATION COACHING (High Performance/High Interpersonal Competence)

Talent demonstrating a high level of performance and demonstrating interpersonal competence can further developed by utilizing a Performance Acceleration model of coaching.  These “high potential” clients are the “lovable stars” that organizations want to retain over time. 

In this model, the focus is on leveraging the strengths of these clients and enhancing their “star” potential.  Generally, coaches will utilize diverse approaches to assessment including targeted interviews with critical stakeholders, personality/style tools and skill based multi-rater feedback instruments. 

Most coaching assignments will be maximized with a moderate engagement of 4 months or more with an emphasis on ongoing readings, case discussions and situation analyses.  Such clients are expected to be fairly responsive, open and eager to learn making the coaching engagement typically easier.  Such clients will be looking for greater specificity in feedback and targeted resources to facilitate his/her development.  Such clients will tend to keep coaches challenged because they are motivated and interested in learning as much as possible to leverage what they do well and become even better.

Perf Acceleration

Performance Acceleration Coaching Strategies

  • Engineer “stretch assignments” and developmental activities
  • Consider using an executive coach to enhance “signature strengths”
  • Look for more opportunities to provide more specific feedback
  • Encourage work-life balance
  • Champion their future career potential with other senior managers

 These individuals will tend to grown and develop independently as they appear to have the right personality and “signature strengths” to become even more successful.  However, with the right kind of coaching and mentoring, these individuals can accelerate their potential development.

I think we have a “high potential” in Ajax….I just hope in my role as a volunteer puppy raiser that I don’t mess it up….Be well…..

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Leadership Lessons from Ajax #22: Performance Improvement Coaching

by: Ken Nowack on December 27th, 2009

“Effective leadership is not about making speeches or being liked; leadership is defined by results not attributes.”

Peter Drucker

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It’s fun to watch all the guide dog puppies in training get together each month for their training.  Some seem like “naturals” and you just get a sense they will go on to become successful guide dogs.  Others you can spot early are likely to be destined for a “career change” (sometimes you can be surprised as they mature though!) as their current performance is in need for immediate correction if they are going to succeed. 

With these puppies, what is required is Performance Improvement coaching.  The goal is simple–correct the current problem(s) contributing to poor overall performance on the job.

In this particular coaching model, the focus is on immediate and significant performance improvement of the employee.  These employees are often in the lower performing 10% that many companies look to eliminate by offering specific outplacement and severance packages. 

Such poorly performing and low potential employees can cripple morale, interfere with team functioning and take tremendous management time away from high performers.  Coaches who work with such employees typically have concrete and specific developmental action plans that support the efforts of management to “turn these employees around” and enhance current performance.

PERFORMANCE IMPROVEMENT COACHING (Low Performance/Low Interpersonal Competence)

Clients demonstrating generally low job performance and also being characterized as less likable or interpersonally difficult can best be helped by utilizing a Performance Improvement model of coaching.  These clients are often offered coaching as a last resort before outplacement by many organizations.  The use of outside coaching services should at least be questioned as these low performers typically show little return on investment for such interventions. 

Coaches approached by companies asking for help with such employees should carefully contract with the client system to clarify potential issues around assessment, confidentiality and the role of human resources in the coaching intervention.

 Often, organizations believe that offering coaching services to these chronically poor performers will help minimize any possible wrongful termination lawsuit that could develop.  This is another reason that coaches should carefully structure the intervention if they decide to proceed with this type of client and presenting issues.  It is easy for coaches to feel “pressured” by the client’s manager, or even human resources, for his/her candid “evaluation” about the suitability or “fit” of the client. 

Make sure that as a coach you don’t become a natural part of the progressive discipline process by simultaneously playing an evaluation and coaching role with the client system and client, respectively.  Too many non-experienced (and experienced) coaches have been tempted by these type of requests for help by an organization only to realize too late that the hidden agenda was not to truly the client but to gather additional information confirming that he/she was a poor fit.

Performacne Improvement

Performance Improvement Coaching Strategies

  • Diagnose if the performance deficit is due to lack of knowledge, skills or motivation
  • Seek human resources consultation about documentation and your progressive discipline process
  • Set concrete performance goals and expectations
  • Seek ongoing feedback informally from internal customers and stakeholders about their performance
  • Follow-up regularly with these individuals and “check in” to monitor and track their progress
  • Reinforce and Reward Desired Behaviors

Only about 50% of the guide dog puppies in training actually make it to become a guide dog leader.  Some “wash out” during their training due to physical problems but the vast majority are just not a great “fit” with the stringent requirements to become a functioning guide dog. 

Organizations can save a lot of time, money and effort by identifying these individuals early on and looking for constructive ways to “vote them off the island.”  There really isn’t anything wrong to encourage them to move on to “shine” with a competitor of yours….Be well….

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